21 Va. Admin. Code § 5-20-200

Current through Register Vol. 41, No. 4, October 8, 2024

Section 21VAC5-20-200 - Termination of registration

When an agent of the issuer terminates his registration with an issuer, or an issuer terminates an agent's registration, the issuer shall file notice of such termination on Form U5 within 30 calendar days of the date of termination. Filings shall be made with the commission at its Division of Securities and Retail Franchising.

21 Va. Admin. Code § 5-20-200

Derived from Rule 219, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC890040, eff. July 1, 1989; Case No. SEC910057, eff. July 1, 1991; Virginia Register Volume 29, Issue 20, eff. June 3, 2013.

Statutory Authority

§ 13.1-523 of the Code of Virginia.