Statutes, codes, and regulations
Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISINGAgency 5 - STATE CORPORATION COMMISSIONChapter 20 - BROKER-DEALERS, BROKER-DEALER AGENTS AND AGENTS OF THE ISSUER
Part III - Agents of the Issuer
Section 21VAC5-20-210 - Changing connection from one issuer to another

21 Va. Admin. Code § 5-20-210

Download
PDF
Current through Register Vol. 41, No. 4, October 8, 2024
Section 21VAC5-20-210 - Changing connection from one issuer to another

An agent of the issuer who changes connection from one issuer to another shall comply with 21VAC5-20-160.

21 Va. Admin. Code § 5-20-210

Derived from Rule 220, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC840009, eff. July 2, 1984; Case No. SEC890040, eff. July 1, 1989.

Statutory Authority

§ 13.1-523 of the Code of Virginia.