21 Va. Admin. Code § 5-20-190

Current through Register Vol. 41, No. 2, September 9, 2024

Section 21VAC5-20-190 - Updates and amendments

An agent of the issuer shall amend or update his Form U4 as required by the "Amendment Filings" provisions set forth under "How to Use Form U4." Filings shall be made with the commission at its Division of Securities and Retail Franchising.

21 Va. Admin. Code § 5-20-190

Derived from Rule 218, Case No. SEC890040, eff. July 1, 1989; amended, Virginia Register Volume 29, Issue 20, eff. June 3, 2013.

Statutory Authority

§ 13.1-523 of the Code of Virginia.