Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart K - FORM FOR REGISTRATION OF, AND REPORTING BY SECURITIES INFORMATION PROCESSORS
Section 249.1002 - Form CC, for application for registration as a competing consolidator or to amend such an application or registration

17 C.F.R. § 249.1002

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Current through May 31, 2024
Section 249.1002 - Form CC, for application for registration as a competing consolidator or to amend such an application or registration

This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1 ) and § 242.614 of this chapter, or to amend such an application or registration.

17 C.F.R. §249.1002

86 FR 18814, Apr. 9, 2021