Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
- Subpart A - FORMS FOR REGISTRATION OR EXEMPTION OF, AND NOTIFICATION OF ACTION TAKEN BY, NATIONAL SECURITIES EXCHANGES (§§ 249.1 — 249.26)
- Subpart B - FORMS FOR REPORTS TO BE FILED BY OFFICERS, DIRECTORS, AND SECURITY HOLDERS (§§ 249.103 — 249.105)
- Subpart C - FORMS FOR APPLICATIONS FOR REGISTRATION OF SECURITIES ON NATIONAL SECURITIES EXCHANGES AND SIMILAR MATTERS (§§ 249.208 — 249.250)
- Subpart D - FORMS FOR ANNUAL AND OTHER REPORTS OF ISSUERS REQUIRED UNDER sectIONS 13 AND 1(D) OF THE SECURITIES EXCHANGE ACT OF 1934 (§§ 249.306 — 249.447)
- Subpart E - FORMS FOR STATEMENTS MADE IN CONNECTION WITH EXEMPT TENDER OFFERS (§ 249.480)
- Subpart F - FORMS FOR REGISTRATION OF BROKERS AND DEALERS TRANSACTING BUSINESS ON OVER-THE-COUNTER MARKETS (§§ 249.501 — 249.510)
- Subpart G - FORMS FOR REPORTS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, DEALERS, SECURITY-BASED SWAP DEALERS, AND MAJOR SECURITY-BASED SWAP PARTICIPANTS (§§ 249.617 — 249.641)
- Subpart H - FORMS FOR REPORTS AS TO STABILIZATION (§ 249.709)
- Subpart I - FORMS FOR SELF-REGULATORY ORGANIZATION RULE CHANGES AND FORMS FOR REGISTRATION OF AND REPORTING BY NATIONAL SECURITIES ASSOCIATIONS AND AFFILIATED SECURITIES ASSOCIATIONS (§§ 249.801 — 249.822)
- Subpart K - FORM FOR REGISTRATION OF, AND REPORTING BY SECURITIES INFORMATION PROCESSORS (§§ 249.1001 — 249.1002)
- Subpart L - FORMS FOR REGISTRATION OF MUNICIPAL SECURITIES DEALERS (§§ 249.1100 — 249.1110)
- Subpart M - FORMS FOR REPORTING AND INQUIRY WITH RESPECT TO MISSING, LOST, STOLEN, OR COUNTERFEIT SECURITIES (§ 249.1200)
- Subpart N - FORMS FOR REGISTRATION OF MUNICIPAL ADVISORS AND FOR PROVIDING INFORMATION REGARDING CERTAIN NATURAL PERSONS (§§ 249.1300 — 249.1330)
- Subpart O - FORMS FOR ASSET-BACKED SECURITIES (§§ 249.1400 — 249.1401)
- Subpart P - FORMS FOR REGISTRATION OF SECURITY-BASED SWAP DATA REPOSITORIES (§ 249.1500)
- Subpart Q - REGISTRATION OF SECURITY-BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP PARTICIPANTS (§§ 249.1600 — 249.1601)
- Subpart R - FORMS FOR REGISTRATION OF, AND FILINGS BY, SECURITY-BASED SWAP EXECUTION FACILITIES (§§ 242.1702 — 249.1701)
- Subpart T - FORM SCI, FOR FILING NOTICES AND REPORTS AS REQUIRED BY REGULATION SCI (§ 249.1900)
- Subpart U - FORMS FOR REGISTRATION OF FUNDING PORTALS (§ 249.2000)
- Section 249.0-1 - Availability of forms