Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart K - FORM FOR REGISTRATION OF, AND REPORTING BY SECURITIES INFORMATION PROCESSORS
Section 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration

17 C.F.R. § 249.1001

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Current through May 31, 2024
Section 249.1001 - Form SIP, for application for registration as a securities information processor or to amend such an application or registration

This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b) ) and § 242.609 of this chapter, or to amend such an application or registration.

17 C.F.R. §249.1001

70 FR 37632, June 29, 2005

For FEDERAL REGISTER citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.