Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart I - FORMS FOR SELF-REGULATORY ORGANIZATION RULE CHANGES AND FORMS FOR REGISTRATION OF AND REPORTING BY NATIONAL SECURITIES ASSOCIATIONS AND AFFILIATED SECURITIES ASSOCIATIONS
Section 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to Section 240.19b-5 of this chapter

17 C.F.R. § 249.821

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Section 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to Section 240.19b-5 of this chapter

This form shall be used by all self-regulatory organizations, as defined in section 3(a)(26) of the Act, (15 U.S.C 78c(a)(26) ), to file required information and reports with regard to pilot trading systems pursuant to § 240.19b-5 of this chapter.

17 C.F.R. §249.821

63 FR 70946, Dec. 22, 1998

For FEDERAL REGISTER citations affecting Form PILOT, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.