Subpart I - FORMS FOR SELF-REGULATORY ORGANIZATION RULE CHANGES AND FORMS FOR REGISTRATION OF AND REPORTING BY NATIONAL SECURITIES ASSOCIATIONS AND AFFILIATED SECURITIES ASSOCIATIONS

Section 249.801 - Form X-15AA-1, for application for registration as a national securities association or affiliated securities association
Section 249.802 - Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a national securities association or an affiliated securities association
Section 249.803 - Form X-15AJ-2, for annual consolidated supplement of a national securities association or an affiliated securities association
Section 249.819 - Form 19b-4, for electronic filings with respect to proposed rule changes, advance notices and security-based swap submissions by all self-regulatory organizations
Section 249.820 - Form 19b-4(e) for the listing and trading of new derivative securities products by self-regulatory organizations that are not deemed proposed rule changes pursuant to Rule 19b-4(e)( Section 240.19b-4(e))
Section 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to Section 240.19b-5 of this chapter
Section 249.822 - Form 19b-7, for electronic filing with respect to proposed rule changes by self-regulatory organizations under Section 19(b)(7)(A) of the Securities Exchange Act of 1934