This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b 1-5 of this chapter) by each partnership nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.
17 C.F.R. §249.509
For FEDERAL REGISTER citations affecting Form 9-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.