Subpart F - FORMS FOR REGISTRATION OF BROKERS AND DEALERS TRANSACTING BUSINESS ON OVER-THE-COUNTER MARKETS
- Section 249.501 - Form BD, for application for registration as a broker and dealer or to amend or supplement such an application
- Section 249.501a - Form BDW, notice of withdrawal from registration as broker-dealer pursuant to Section 240.15b6-1, Section 240.15Bc3-1, or Section 240.15Cc1-1 of this chapter
- Section 249.501b - Form BD-N for notice registration as a broker-dealer
- Section 249.507 - Form 7-M, consent to service of process by an individual nonresident broker-dealer
- Section 249.508 - Form 8-M, consent to service of process by a corporation which is a nonresident broker-dealer
- Section 249.509 - Form 9-M, consent to service of process by a partnership nonresident broker-dealer
- Section 249.510 - Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm