Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart F - FORMS FOR REGISTRATION OF BROKERS AND DEALERS TRANSACTING BUSINESS ON OVER-THE-COUNTER MARKETS
Section 249.507 - Form 7-M, consent to service of process by an individual nonresident broker-dealer

17 C.F.R. § 249.507

Download
PDF
Current through October 31, 2024
Section 249.507 - Form 7-M, consent to service of process by an individual nonresident broker-dealer

This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b 1-5 of this chapter) by each individual nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

17 C.F.R. §249.507

33 FR 18995, Dec. 20, 1968

For FEDERAL REGISTER citations affecting Form 7-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.