R.I. Gen. Laws § 7-11-301

Current through 2024 Public Law 457

Section 7-11-301 - Registration requirement

A person may not offer to sell or sell a security in this state unless the security:

(1) Is registered under this chapter;

(2) The security or transaction is exempt under this chapter; or

(3) It is a federal covered security.

R.I. Gen. Laws § 7-11-301

P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.