Chapter 7-11 - RHODE ISLAND UNIFORM SECURITIES ACT
- Part I - DEFINITIONS (§ 7-11-101)
- Part II - LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES, AND INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (§§ 7-11-201 — 7-11-215)
- Part III - REGISTRATION OF SECURITIES (§§ 7-11-301 — 7-11-307)
- Part IV - EXEMPTIONS FROM REGISTRATION (§§ 7-11-401 — 7-11-404)
- Part V - FRAUDULENT AND OTHER PROHIBITED PRACTICES (§§ 7-11-501 — 7-11-505)
- Part VI - ENFORCEMENT AND CIVIL LIABILITY (§§ 7-11-601 — 7-11-608)
- Part VII - ADMINISTRATION (§§ 7-11-701 — 7-11-712)
- Part VIII - MISCELLANEOUS PROVISIONS (§§ 7-11-801 — 7-11-806)