Statutes, codes, and regulations
Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-60A - Financial statements and reports - Contents and filing requirements
Section 460-60A-025 - Quarterly reports required of certain issuers

Wash. Admin. Code § 460-60A-025

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Current through Register Vol. 24-21, November 1, 2024
Section 460-60A-025 - Quarterly reports required of certain issuers

As a condition to registration pursuant to RCW 21.20.180 or 21.20.210, the administrator may require an issuer, whose securities are being offered and sold directly by or for its own account, to file quarterly reports during the term of the offering on a form specified by the administrator. Each filing shall be accompanied by the fee required by RCW 21.20.340(5)(b).

Wash. Admin. Code § 460-60A-025

Statutory Authority: RCW 21.20.450. 98-20-028, § 460-60A-025, filed 9/28/98, effective 10/29/98; Order 304, § 460-60A-025, filed 2/28/75, effective 4/1/75. Formerly chapter 460-60 WAC.