Statutes, codes, and regulations
Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-60A - Financial statements and reports - Contents and filing requirements
Section 460-60A-020 - Intrastate filings and federal filings not meeting the requirements of coordination

Wash. Admin. Code § 460-60A-020

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Current through Register Vol. 24-21, November 1, 2024
Section 460-60A-020 - Intrastate filings and federal filings not meeting the requirements of coordination
(1) For offerings of one million dollars or under and filed pursuant to RCW 21.20.210 the requirements of WAC 460-60A-010 shall apply.
(2) For offerings over one million dollars and filed pursuant to RCW 21.20.210 the annual financial statements must be audited. For specific requirements not contained in these rules refer to RCW 21.20.210(14).

Wash. Admin. Code § 460-60A-020

Statutory Authority: RCW 21.20.450, 21.20.210(14) and 21.20.180(8). 96-11-022, § 460-60A-020, filed 5/6/96, effective 6/6/96. Statutory Authority: RCW 21.20.210(14). 79-09-028 (Order SD-57-79), § 460-60A-020, filed 8/14/79; Order 304, § 460-60A-020, filed 2/28/75, effective 4/1/75. Formerly chapter 460-60 WAC.