7 Tex. Admin. Code § 133.9

Current through Reg. 49, No. 49; December 6, 2024

Section 133.9 - Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises

This form is available from the State Securities Board, P.O. Box 13167, Austin, Texas 78711-3167 and at www.ssb.texas.gov.

The provisions of this §133.9 adopted to be effective August 16, 2010, 35 TexReg 7051; Adopted by Texas Register, Volume 48, Number 14, April 7, 2023, TexReg 1821, eff. 4/16/2023