Part 7 - STATE SECURITIES BOARD

Chapter 101 - GENERAL ADMINISTRATION (§§ 101.1 — 101.9)
Chapter 102 - COMPLAINT PROCESS (§§ 102.1 — 102.6)
Chapter 103 - RULEMAKING PROCEDURE (§§ 103.1 — 103.6)
Chapter 104 - PROCEDURE FOR REVIEW OF APPLICATIONS (§§ 104.1 — 104.7)
Chapter 105 - RULES OF PRACTICE IN CONTESTED CASES (§§ 105.1 — 105.20)
Chapter 106 - GUIDELINES FOR THE ASSESSMENT OF ADMINISTRATIVE FINES (§ 106.1)
Chapter 107 - TERMINOLOGY (§§ 107.1 — 107.2)
Chapter 109 - TRANSACTIONS EXEMPT FROM REGISTRATION (§§ 109.1 — 109.17)
Chapter 111 - SECURITIES EXEMPT FROM REGISTRATION (§ 111.2)
Chapter 113 - REGISTRATION OF SECURITIES (§§ 113.1 — 113.14)
Chapter 114 - FEDERAL COVERED SECURITIES (§§ 114.1 — 114.4)
Chapter 115 - SECURITIES DEALERS AND AGENTS (§§ 115.1 — 115.23)
Chapter 116 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (§§ 116.1 — 116.23)
Chapter 123 - ADMINISTRATIVE GUIDELINES FOR REGISTRATION OF OPEN-END INVESTMENT COMPANIES (§ 123.3)
Chapter 125 - MINIMUM DISCLOSURES IN CHURCH AND NONPROFIT INSTITUTION BOND ISSUES (§§ 125.1 — 125.8)
Chapter 127 - MISCELLANEOUS (§§ 127.1 — 127.4)
Chapter 131 - GUIDELINES FOR CONFIDENTIALITY OF INFORMATION (§ 131.1)
Chapter 133 - FORMS (§§ 133.2 — 133.36)
Chapter 135 - INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES (§§ 135.1 — 135.3)
Chapter 137 - ADMINISTRATIVE GUIDELINES FOR REGULATION OF OFFERS (§§ 137.1 — 137.7)
Chapter 139 - EXEMPTIONS BY RULE OR ORDER (§§ 139.1 — 139.27)