7 Tex. Admin. Code § 116.14

Current through Reg. 49, No. 45; November 8, 2024

Section 116.14 - Prevention of Misuse of Nonpublic Information

All investment advisers registered under the Texas Securities Act are required to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information.

The provisions of this §116.14 adopted to be effective August 12, 2001, 26 TexReg 5799