7 Tex. Admin. Code § 113.8

Current through Reg. 49, No. 45; November 8, 2024

Section 113.8 - Notification of Status in Other States

Any issuer with an application for Registration by Coordination pending must file with the Securities Commissioner the original list of other states where filing has been made or is expected to be made as required by the Act, §4003.102(1)(B), and must make a timely report of the names of any states where such an application is subsequently made, withdrawn, or denied (together with the reasons for any withdrawal or denial).

The provisions of this §113.8 adopted to be effective January 1, 1976; amended to be effective December 6, 1998, 23 TexReg 12293; Amended by Texas Register, Volume 49, Number 13, March 29, 2024, TexReg 2062, eff. 4/7/2024