230 R.I. Code R. 230-RICR-20-45-5.20

Current through November 7, 2024

Section 230-RICR-20-45-5.20 - Exemption of Certain Securities from R.I. Gen. Laws Section 27-1-31.

Any security shall be exempt from the operation of R.I. Gen. Laws § 27-1-31 to the extent necessary to render lawful under such Section the execution by a broker of an order for an account in which he has no direct or indirect interest.

230 R.I. Code R. 230-RICR-20-45-5.20