Part 5 - Insider Trading of Domestic Stock Insurance Company Equity Securities (230-RICR-20-45-5)
- Section 230-RICR-20-45-5.1 - Definitions of Certain Terms.
- Section 230-RICR-20-45-5.2 - Definition of Securities "Held of Record."
- Section 230-RICR-20-45-5.3 - Transactions Exempted from the Operation of R.I. Gen. Laws Section 27-1-30
- Section 230-RICR-20-45-5.4 - Reports of Directors, Officers and Principal Stockholders - Filing of Statements.
- Section 230-RICR-20-45-5.5 - Ownership of More than Ten Percent of an Equity Security.
- Section 230-RICR-20-45-5.6 - Disclaimer of Beneficial Ownership.
- Section 230-RICR-20-45-5.7 - Exemption from R.I. Gen. Laws Sections 27-1-29 and 27-1-30.
- Section 230-RICR-20-45-5.8 - Exemptions from the Act of Securities Purchased or Sold by Odd Lot Dealers.
- Section 230-RICR-20-45-5.9 - Certain Transactions Subject to R.I. Gen. Laws Section 27-1-29
- Section 230-RICR-20-45-5.10 - Ownership of Securities Held in Trust.
- Section 230-RICR-20-45-5.11 - Exemption for Small Transactions.
- Section 230-RICR-20-45-5.12 - Exemption from R.I. Gen. Laws Section 27-1-30 of the Act of Transactions Which Need Not Be Reported under R.I. Gen. Laws Section 27-1-29.
- Section 230-RICR-20-45-5.13 - Exemption from R.I. Gen. Laws Section 27-1-30 of Certain Transactions Effected in connection with a Distribution.
- Section 230-RICR-20-45-5.14 - Exemption from R.I. Gen. Laws Section 27-1-30 of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option or Similar Plans.
- Section 230-RICR-20-45-5.15 - Exemption from R.I. Gen. Laws Section 27-1-30 of Certain Transactions in Which Securities are Received by Redeeming Other Securities.
- Section 230-RICR-20-45-5.16 - Exemption of Long Term Profits Incident to Sales Within Six Months of the Exercise of an Option.
- Section 230-RICR-20-45-5.17 - Exemption from R.I. Gen. Laws Section 27-1-30 of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidations.
- Section 230-RICR-20-45-5.18 - Exemption from R.I. Gen. Laws Section 27-1-30 of Certain Securities Received Upon Surrender of Similar Equity Securities.
- Section 230-RICR-20-45-5.19 - Exemption from R.I. Gen. Laws Section 27-1-30 of Certain Transactions Involving an Exchange of Similar Securities.
- Section 230-RICR-20-45-5.20 - Exemption of Certain Securities from R.I. Gen. Laws Section 27-1-31.
- Section 230-RICR-20-45-5.21 - Exemption from R.I. Gen. Laws Section 27-1-31 of Certain Transactions Effected in connection with a Distribution.
- Section 230-RICR-20-45-5.22 - Exemption of Sales of Securities To Be Acquired from R.I. Gen. Laws Section 27-1-31.
- Section 230-RICR-20-45-5.23 - Arbitrage Transactions under R.I. Gen. Laws Section 27-1-33.