Okla. Admin. Code § 660:11-5-19

Current through Vol. 41, No. 19, June 17, 2024
Section 660:11-5-19 - Piecemeal filings

An application for initial registration or renewal of registration as a broker-dealer, broker-dealer agent, broker-dealer principal or issuer agent shall not be deemed to have been filed until all of the documentation required by 660:11-5-11 or 660:11-5-12 is submitted, or is otherwise made available, to the Department and payment of the proper fees is made. Such documentation shall be in completed form.

Okla. Admin. Code § 660:11-5-19

Added at 21 Ok Reg 2532, eff 7-1-04