Part 3 - LICENSING PROCEDURES
- Section 660:11-5-11 - Initial registration
- Section 660:11-5-12 - Renewal
- Section 660:11-5-13 - Agent transfer
- Section 660:11-5-14 - Agent termination
- Section 660:11-5-15 - [Revoked]
- Section 660:11-5-16 - Examination requirements for agents and for principals of non-FINRA member broker-dealers
- Section 660:11-5-17 - Net capital for broker-dealers
- Section 660:11-5-18 - RESERVED
- Section 660:11-5-19 - Piecemeal filings
- Section 660:11-5-20 - Cross-border licensing exemption
- Section 660:11-5-21 - Supplemental disclosures
- Section 660:11-5-22 - Private offering issuer agent exemption
- Section 660:11-5-23 - Coordinated limited offering issuer agent exemption
- Section 660:11-5-24 - Oklahoma Accredited Investor issuer agent exemption
- Section 660:11-5-25 - Registration relief for military service members and their spouses
- Section 660:11-5-26 - Merger and acquisition broker exemption