N.Y. Comp. Codes R. & Regs. tit. 19 § 938.9

Current through Register Vol. 46, No. 41, October 9, 2024

Section 938.9 - Duty to Correct

As with any filing required to be submitted to the Commission, Client Filers have a duty to file accurate and complete reports. Client Filers therefore have a duty to correct any oversights or inaccuracies within 10 days of discovery.

N.Y. Comp. Codes R. & Regs. Tit. 19 § 938.9

Amended, New York State Register May 21, 2014/Volume XXXVI, Issue 20, eff.5/21/2014

Amended New York State Register February 15, 2017/Volume XXXIX, Issue 07, eff. 2/15/2017

Amended New York State Register May 9, 2018/Volume XL, Issue 19, eff. 1/1/2019