N.Y. Comp. Codes R. & Regs. tit. 19 § 938.8

Current through Register Vol. 46, No. 50, December 11, 2024

Section 938.8 - Enforcement

A late filing of a Client Semi-Annual Report, or failure to file a Client Semi-Annual Report in accordance with these regulations, or the filing of a Client Semi-Annual Report that contains false, misleading or knowingly inaccurate statements are violations of either Legislative Law § 1-j or §1-o and subject a Client Filer to the fines and penalties prescribed therein.

N.Y. Comp. Codes R. & Regs. Tit. 19 § 938.8

Amended, New York State Register May 21, 2014/Volume XXXVI, Issue 20, eff. 5/21/2014

Amended New York State Register February 15, 2017/Volume XXXIX, Issue 07, eff. 2/15/2017

Amended New York State Register May 9, 2018/Volume XL, Issue 19, eff. 1/1/2019