N.M. Code R. § 12.11.9.8

Current through Register Vol. 35, No. 11, June 11, 2024

Section 12.11.9.8 - ADOPTION OF NASAA STATEMENTS OF POLICY FOR REGISTRATION OF CERTAIN TYPES OF SECURITIES

In order to promote uniform regulation, the director adopts the following NASAA statements of policy set out in CCH NASAA reports published by commerce clearing house. An offering being registered pursuant to Sections 303 and 304 of the New Mexico Uniform Securities Act must comply with the requirements of said statements of policy or policies as adopted and as revised in subsequent amendments.

A. Asset-backed securities.

B. Cattle feeding programs.

C. Commodity pool programs.

D. Equipment programs.

E. Mortgage programs.

F. Oil and gas programs.

G. Omnibus programs.

H. Real estate investment trusts.

I. Real estate programs.

N.M. Code R. § 12.11.9.8

12.11.9.8 NMAC - Rp, 12 NMAC 11.4.10, 1-1-2010