Part 9 - STANDARDS APPLICABLE TO REGISTERED OFFERINGS
- Section 12.11.9.1 - ISSUING AGENCY
- Section 12.11.9.2 - SCOPE
- Section 12.11.9.3 - STATUTORY AUTHORITY
- Section 12.11.9.4 - DURATION
- Section 12.11.9.5 - EFFECTIVE DATE
- Section 12.11.9.6 - OBJECTIVE
- Section 12.11.9.7 - DEFINITIONS
- Section 12.11.9.8 - ADOPTION OF NASAA STATEMENTS OF POLICY FOR REGISTRATION OF CERTAIN TYPES OF SECURITIES
- Section 12.11.9.9 - IMPOUNDMENT OF PROCEEDS
- Section 12.11.9.10 - LOANS AND OTHER MATERIAL AFFILIATED TRANSACTIONS
- Section 12.11.9.11 - OPTIONS AND WARRANTS
- Section 12.11.9.12 - PROMOTER'S EQUITY INVESTMENT
- Section 12.11.9.13 - PROMOTIONAL SHARES
- Section 12.11.9.14 - SPECIFICITY IN USE OF PROCEEDS
- Section 12.11.9.15 - UNDERWRITING EXPENSES, UNDERWRITER'S WARRANTS, SELLING EXPENSES AND SELLING SECURITY HOLDERS
- Section 12.11.9.16 - UNEQUAL VOTING RIGHTS
- Section 12.11.9.17 - UNSOUND FINANCIAL CONDITION
- Section 12.11.9.18 - PREFERRED STOCK
- Section 12.11.9.19 - DEBT SECURITIES