N.M. Code R. § 12.11.6.11
Current through Register Vol. 35, No. 11, June 11, 2024
Every investment adviser that has its principal place of business in a state other than New Mexico shall be exempt from the requirements of this section, provided the investment adviser is licensed or registered in such state and is in compliance with such state's recordkeeping requirements.
N.M. Code R. § 12.11.6.11