N.M. Code R. § 12.11.6.10

Current through Register Vol. 35, No. 11, June 11, 2024
Section 12.11.6.10 - DIRECTOR MAY ORDER EXEMPTION

The director may by order exempt any investment adviser from all or part of the requirements of this section, either unconditionally or upon specified conditions, if by reason of the special nature of its business, the director finds that issuance of the order is necessary or appropriate in the public interest or for the protection of investors.

N.M. Code R. § 12.11.6.10

12.11.6.10 NMAC - Rp, 12 NMAC 11.3.6.11, 1-1-2010