Section 90.3925 - Designation as office of supervisory jurisdiction; designation of manager1. A person who files a Uniform Branch Office Registration Form (Form BR) pursuant to NAC 90.392 must designate the branch office as an office of supervisory jurisdiction if required to do so by the requirements of the Financial Industry Regulatory Authority, regardless of whether he or she is a member of that Authority.2. Every registered broker-dealer must employ at its principal office and at each branch office in this State at least one person designated to act in a supervisory capacity and licensed with the Division as a principal.3. If a branch office is not designated as an office of supervisory jurisdiction, a supervisor need not be located at any office for which he or she is given supervisory responsibility.Nev. Admin. Code § 90.3925
Added to NAC by Sec'y of State, eff. 10-16-89; A by R033-08, 6-17-2008; A by R018-21A, eff. 6/2/2023