Nev. Admin. Code § 90.392

Current through December 31, 2024
Section 90.392 - Licensing requirements; changes in certain information; expiration and renewal of license
1. A broker-dealer who maintains a branch office must obtain a license from the Division before doing business at that office.
2. A broker-dealer who desires to obtain the license required by this section must:
(a) File a Uniform Branch Office Registration Form (Form BR) with the Central Registration Depository;
(b) Be licensed in this State as a broker-dealer and, if qualification is required by NRS 80.010, be qualified to do business in this State; and
(c) Pay the appropriate fee set forth in NRS 90.360.
3. If any change occurs in the information set forth in the Uniform Branch Office Registration Form (Form BR), the applicant shall, within 30 days after the change:
(a) File an updated Uniform Branch Office Registration Form (Form BR) with the Central Registration Depository; and
(b) Pay the appropriate fee set forth in NRS 90.360.
4. A license obtained pursuant to this section expires on December 31 of each year. The license must be renewed annually on or before December 31 by paying the appropriate fee set forth in NRS 90.360.

Nev. Admin. Code § 90.392

Added to NAC by Sec'y of State, 10-16-89, eff. 1-1-90; A by R016-02, 8-6-2002; R047-04, 5-25-2004; A by R018-21A, eff. 6/2/2023

NRS 90.360, 90.750