Nev. Admin. Code § 90.460

Current through December 12, 2024
Section 90.460 - Documents required to accompany filing

A registration statement filed pursuant to NRS 90.490 must be accompanied by:

1. The Uniform Application to Register Securities (Form U-1), including the exhibits required by that application;
2. The Uniform Consent to Service of Process (Form U-2);
3. The Uniform Corporate Resolution (Form U-2A);
4. A copy of the final offering prospectus or, pending preparation of the final prospectus, a copy of the preliminary prospectus;
5. A copy of the articles of incorporation and bylaws or their substantial equivalents, as applicable, which are currently in effect;
6. A copy of any agreement with or among the underwriters;
7. A copy of any indenture or other instrument governing the issuance of the security to be registered;
8. A copy, specimen or description of the security;
9. A signed or conformed copy of an opinion of counsel as to the legality of the security being registered, with an English translation if it is in a foreign language, which states whether the security when sold will be legally issued, fully paid and nonassessable and, if a debt security, a binding obligation of the issuer; and
10. Any other document or information requested by the Administrator in writing before the effective date of the offering.

Nev. Admin. Code § 90.460

Added to NAC by Sec'y of State, eff. 4-22-88; A 10-16-89; 11-19-92; R016-02, 8-6-2002

NRS 90.490, 90.750