48 Neb. Admin. Code, ch. 9, § 006

Current through September 17, 2024
Section 48-9-006 - WITHDRAWAL

The application for withdrawal of registration as an investment adviser representative pursuant to Section 8-1103(9)(d) of the Act shall be filed upon Form U5, Uniform Notice of Withdrawal of Securities Industry Registration, as directed in Section 008, below.

48 Neb. Admin. Code, ch. 9, § 006

Amended effective 6/5/2017.
Amended effective 6/13/2022