48 Neb. Admin. Code, ch. 9, § 005

Current through September 17, 2024
Section 48-9-005 - AMENDMENT OF DOCUMENTS
005.01 If the information contained in any document filed with the Director is or becomes inaccurate or incomplete in any material respect, the investment adviser representative shall file a correcting amendment.
005.02 Any amendment required by this Section for an investment adviser representative shall be made on Form U4 in the manner prescribed by that form, or as otherwise designated by the Director.
005.03 All amendments shall be filed as directed in Section 008, below.

48 Neb. Admin. Code, ch. 9, § 005

Amended effective 6/13/2022