48 Neb. Admin. Code, ch. 8, § 004

Current through September 17, 2024
Section 48-8-004 - WITHDRAWAL

If a federal covered adviser is no longer conducting business in the state, the federal covered adviser shall notify the Director, through CRD/IARD, by filing Notice of Withdrawal from Registration as Investment Adviser, ("Form ADV-W"). A notice of withdrawal is deemed effective when filed with, and accepted by, CRD/IARD on behalf of Nebraska.

48 Neb. Admin. Code, ch. 8, § 004

Amended effective 6/5/2017.