48 Neb. Admin. Code, ch. 42, § 006
Current through September 17, 2024
A person is exempt from the registration requirements of Neb. Rev. Stat. § 8-1103(2)(a) if he or she is employed by or associated with a private fund adviser that is excluded from the definition of investment adviser in this state pursuant to this regulation and does not otherwise act as an investment adviser representative.
48 Neb. Admin. Code, ch. 42, § 006