48 Neb. Admin. Code, ch. 42, § 005
Current through September 17, 2024
If a private fund adviser is registered with the Securities and Exchange Commission, the adviser shall not be eligible for this exclusion and shall comply with the state notice filing requirements applicable to federal covered investment advisers in Neb. Rev. Stat. § 8-1103(2)(b).
48 Neb. Admin. Code, ch. 42, § 005