48 Neb. Admin. Code, ch. 20, § 006
Current through September 17, 2024
All sales of federal covered securities must be effected through a Nebraska-registered agent of a Nebraska-registered broker-dealer, except that this Section does not apply to sales of securities covered by Sections 003 and 005, above, provided no commissions or other remuneration are paid directly or indirectly for soliciting any prospective buyer.
48 Neb. Admin. Code, ch. 20, § 006