48 Neb. Admin. Code, ch. 20, § 005

Current through September 17, 2024

Section 48-20-005 - OFFERINGS PURSUANT TO REGULATION A, TIER 2

An issuer offering a security which is a covered security pursuant to Section 18(b)(3) of the Securities Act of 1933, 15 U.S.C. § 77r(b)(3) and which is exempt from federal registration pursuant to Tier 2 of federal Regulation A, 17 CFR 230.251(a) shall submit the following prior to the initial offer and/or sale in this state:

005.01 A completed Regulation A - Tier 2 notice filing form or copies of all documents filed with the Securities and Exchange Commission;

005.02 A consent to service of process on Form U-2 if not filing on the Regulation A - Tier 2 notice filing form; and

005.03 A filing fee of two hundred dollars ($200.00).

48 Neb. Admin. Code, ch. 20, § 005

Amended effective 6/5/2017.

Amended effective 11/27/2019

Amended effective 6/13/2022