Current through January 14, 2025
Rule 1-14-3-4.15 - Investment Advisers and Investment Adviser RepresentativesA. Any person filing an application for registration as an investment adviser and any person filing a renewal registration as an investment adviser shall submit to the Division a registration or renewal fee of Two Hundred Dollars ($200.00).B. Any person filing an application for registration as an investment adviser representative, any person filing a renewal registration as an investment adviser representative, and any person filing a change of registration as an investment adviser representative shall submit to the Division a registration, renewal, or change of registration fee of Fifty Dollars ($50.00).C. Any person filing an initial fee or annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405 of the Act shall submit to the Division an initial fee or annual notice fee of Two Hundred Dollars ($200.00).D. Investment advisers and investment adviser representatives shall submit these fees through IARD.1 Miss. Code. R. 14-3-4.15
Miss. Code Ann. § 75-71-410, -605 (2020).