1 Miss. Code. R. 14-3-4.15

Current through January 14, 2025
Rule 1-14-3-4.15 - Investment Advisers and Investment Adviser Representatives
A. Any person filing an application for registration as an investment adviser and any person filing a renewal registration as an investment adviser shall submit to the Division a registration or renewal fee of Two Hundred Dollars ($200.00).
B. Any person filing an application for registration as an investment adviser representative, any person filing a renewal registration as an investment adviser representative, and any person filing a change of registration as an investment adviser representative shall submit to the Division a registration, renewal, or change of registration fee of Fifty Dollars ($50.00).
C. Any person filing an initial fee or annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405 of the Act shall submit to the Division an initial fee or annual notice fee of Two Hundred Dollars ($200.00).
D. Investment advisers and investment adviser representatives shall submit these fees through IARD.

1 Miss. Code. R. 14-3-4.15

Miss. Code Ann. § 75-71-410, -605 (2020).
Amended 6/3/2018
Amended 9/2/2019
Amended 10/16/2021
Amended 4/18/2022
Amended 1/29/2024
Amended 3/14/2024