Rule 1-14-3-4.13 - Broker-Dealers and Broker-Dealer AgentsA. Except for issuer agents as provided for in Rule 4.17, any person filing an initial application for registration as a broker-dealer and any person filing a renewal registration as a broker-dealer shall submit to the Division a registration or renewal fee of Two Hundred Dollars ($200.00).B. Except for issuer agents as provided for in Rule 4.17, any person filing an application for registration as an agent and any person filing a renewal registration as an agent shall submit to the Division a registration or renewal fee of Fifty Dollars ($50.00).C. Broker-dealers that are members of FINRA and agents who are associated with broker- dealers that are members of FINRA shall submit their initial filing and renewal fees through CRD.D. Any person notice filing as a broker-dealer pursuant to Rule 5.33 shall submit to the Division a notice filing or renewal fee of Two Hundred Dollars ($200.00).E. Any person notice filing as a broker-dealer agent pursuant to Rule 5.33 shall submit to the Division a notice filing or renewal fee of Fifty Dollars ($50.00).1 Miss. Code. R. 14-3-4.13
Miss. Code Ann. § 75-71-410, -605 (2020).