Rule 1-14-1-2.19 - Amended Certification of RegistrationA. To amend a registration, the following must be submitted: 1. An amended NASAA Form U-1 which shows: a. Any material changes in any papers, forms, or other exhibits previously filed with the Division; orb. A sworn statement that no material changes have been made in any papers, forms, or other exhibits previously filed with the Division; and2. A sales report on the securities initially registered.B. To amend the name on the Certification of Registration, a complete NASAA Form U-1, NASAA Form U-2 (Uniform Consent to Service of Process), and NASAA Form U-2A (Uniform Form of Corporate Resolution) must be filed with the Division. The exhibits to NASAA Form U-1 are not required for name changes.C. When the requirements of the Act and the Rules pertaining to an amended registration statement have been satisfied, an Amended Certification of Registration will be issued having the same effective date as the original Certification of Registration.1 Miss. Code. R. 14-1-2.19
Miss. Code Ann. § 75-71-305(j) (2020).