Ill. Admin. Code tit. 14 § 130.442

Current through Register Vol. 48, No. 25, June 21, 2024

Section 130.442 - Report of Sale of Securities pursuant to Section 4.G of the Act

The Report of Sale of securities sold in this State in reliance upon Section 4.G of the Act shall contain, without limitation, the following:

a) the name, business address and telephone number of the issuer, and as applicable, of the controlling person and dealer;

b) a description of the securities sold to residents of this State; and

c) the date of the initial sale of securities to residents of this State for this reporting period;

Ill. Admin. Code tit. 14, § 130.442

Amended at 21 Ill. Reg. 15892, effective December 1, 1997