Subpart D - EXEMPT TRANSACTIONS
- Section 130.420 - Uniform Limited Offering Exemption Pursuant to Section 4.D of the Act
- Section 130.436 - Procedures for Applying for Trading Authorization Pursuant to Section 4(F)(2) of the Act
- Section 130.440 - Procedures for Filing Reports of Sale under Section 4.G of the Act
- Section 130.441 - Calculation of Number of Persons Under Section 4.G or 4.M of the Act
- Section 130.442 - Report of Sale of Securities pursuant to Section 4.G of the Act
- Section 130.490 - Procedures for Filing Reports of Sale under Section 4.P of the Act
- Section 130.491 - Report of Sale of Securities Pursuant to Section 4(P) of the Act
- Section 130.492 - Exemption from Registration for Certain Canadian Broker-Dealers and Agents and for Transactions Effected by Certain Canadian Broker-Dealers
- Section 130.493 - Crowdfunding Pursuant to Section 4.T of the Act - Issuers
- Section 130.494 - Crowdfunding Pursuant to Section 4.T of the Act - Internet Portals