Haw. Code R. § 16-39-221

Current through April, 2024

Section 16-39-221 - Notice filing for transactions under the Securities Act, Regulation D, 17 CFR section 230506

For a federal covered security issued under the Securities Act, Regulation D, 17 CFR section 230.506, a notice filing shall be filed with the commissioner no later than fifteen calendar days after the first sale is made in this State. The notice filing shall consist of:

(1) One copy of the Form D currently updated, and the appendix thereto;

(2) A consent to service of process (Form U-2); and

(3) The filing fee set forth in section 16-39103.

Haw. Code R. § 16-39-221

[Eff 6/30/08] (Auth: HRS § 485A-606) (Imp: HRS § 485A-302)

Comp 11/18/2023