Haw. Code R. § 16-39-220

Current through April, 2024
Section 16-39-220 - Notice filing for investment company securities
(a) Pursuant to section 485A-302, HRS, for a federal covered security that is issued by an investment company registered under the Investment Company Act, the notice filing shall include:
(1) A Form NF or a copy of the issuer's federal registration statement;
(2) A consent to service of process (Form U-2); and
(3) The filing fee set forth in section 16-39103.
(b) Except as otherwise provided in chapter 485A, HRS, and this chapter, a notice filing shall be effective commencing upon the later of its receipt by the commissioner or the effectiveness of the offering with the SEC, and continuing until two months after the issuer's fiscal year end. A notice filing may be renewed prior to its expiration by filing with the commissioner:
(1) A current Form NF or a copy of the issuer's most recent federal registration statement; and
(2) The renewal fee set forth in section 16-39103.
(c) A renewed notice filing shall take effect upon the expiration of the previous notice filing.
(d) The initial notice filing by a unit investment trust shall be effective indefinitely.

Haw. Code R. § 16-39-220

[Eff 6/30/08] (Auth: HRS § 485A-606) (Imp: HRS § 485A-302)
Comp 11/18/2023