Fla. Admin. Code R. 69W-700.019

Current through Reg. 50, No. 119; June 18, 2024
Section 69W-700.019 - Submission of Sales Reports
(1) Sales reports shall be submitted upon request to the Office of Financial Regulation for securities registered pursuant to section 517.081, F.S.
(2) When all sales have been consummated or it is the desire to discontinue an offering, notice shall be given to the Office of Financial Regulation so that it may close its files on this registration.

Fla. Admin. Code Ann. R. 69W-700.019

Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS.

(Formerly 3E-20.18) New 9-20-82, Formerly 3E-700.19, Amended 12-8-87, 7-31-91, Formerly 3E-700.019, Amended 10-29-12.

New 9-20-82, Formerly 3E-20.18, 3E-700.19, Amended 12-8-87, 7-31-91, Formerly 3E-700.019, Amended 10-29-12.