Division 69W - Securities

Chapter 69W-7 - [Repealed] CERTIFIED CAPITAL COMPANIES (§§ 69W-7.001 — 69W-7.008)
Chapter 69W-100 - SECURITIES (§§ 69W-100.005 — 69W-100.010)
Chapter 69W-200 - DEFINITIONS (§§ 69W-200.001 — 69W-200.002)
Chapter 69W-300 - [Repealed] APPLICATIONS (§§ 69W-300.002 — 69W-300.003)
Chapter 69W-301 - [Repealed] PROCEDURAL RULES FOR PROCESSING (§§ 69W-301.001 — 69W-301.003)
Chapter 69W-400 - EXEMPT SECURITIES (§§ 69W-400.001 — 69W-400.003)
Chapter 69W-500 - EXEMPT TRANSACTIONS (§§ 69W-500.001 — 69W-500.018)
Chapter 69W-600 - REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS (§§ 69W-600.001 — 69W-600.020)
Chapter 69W-700 - REGISTRATION OF SECURITIES (§§ 69W-700.001 — 69W-700.030)
Chapter 69W-800 - NOTIFICATION REGISTRATION OF SECURITIES (§§ 69W-800.001 — 69W-800.004)
Chapter 69W-900 - DISCLOSURE OF BUSINESS ACTIVITIES IN CUBA (§ 69W-900.001)
Chapter 69W-1000 - DISCIPLINARY GUIDELINES (§ 69W-1000.001)