Statutes, codes, and regulations
Florida Administrative Code
Department 69 - DEPARTMENT OF FINANCIAL SERVICESDivision 69W - Securities
Chapter 69W-600 - REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS
Section 69W-600.004 - Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices (Repealed)

Fla. Admin. Code R. 69W-600.004

Download
PDF
Current through Reg. 50, No. 124; June 25, 2024
Section 69W-600.004 - Registration of Issuer/Dealers and Principals and Notice-Filing of Branch Offices (Repealed)

Fla. Admin. Code Ann. R. 69W-600.004

Rulemaking Authority 517.03(1), 517.12(6), 517.1202 FS. Law Implemented 517.12(5), (6), (10), 517.1202 FS.

New 12-5-79, Amended 9-20-82, Formerly 3E-600.04, Amended 10-14-90, 6-16-92, 1-11-93, 11-7-93, 11-14-93, 12-29-96, 10-20-97, 6-10-99, 8-19-99, 5-27-01, 7-31-02, Formerly 3E-600.004, Amended 3-16-06, 5-15-07, 11-22-10, 10-29-12, 11-11-13, Repealed by Florida Register Volume 41, Number 241, December 15, 2015 effective 12/29/2015.

New 12-5-79, Amended 9-20-82, Formerly 3E-600.04, Amended 10-14-90, 6-16-92, 1-11-93, 11-7-93, 11-14-93, 12-29-96, 10-20-97, 6-10-99, 8-19-99, 5-27-01, 7-31-02, Formerly 3E-600.004, Amended 3-16-06, 5-15-07, 11-22-10, 10-29-12, 11-11-13, Repealed 12-29-15.