17 C.F.R. § 403.3
Current through October 31, 2024
Every registered government securities broker or dealer shall comply with the requirement of § 240.15c 3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to "broker or dealer" in § 240.15c 3-2 shall include government securities brokers and dealers.
17 C.F.R. §403.3